Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Regina Ruth Onkst, Jim OnkstAmeriprise FinancialUBS Financial Services$11303-09-2018
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2016
Martin MooreAmeriprise FinancialUBS Financial Services$12007-01-2016
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-05-2015
Robert BennettBank of America Merrill LynchUBS Financial Services$10809-23-2014
John Burns, William Liebowitz, Peter Krones, John ForgatchBank of America Merrill LynchUBS Financial Services$27707-18-2011
Betsy Dickson , Dawn DicksonBenjamin F. Edwards & Co.UBS Financial Services02-11-2013
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
Michael Dadko Janney Montgomery ScottUBS Financial Services$11209-22-2016
Kurt SylviaJPMorgan Chase & Co.UBS Financial Services$1,20011-30-2017
Paul C. TannerLas Olas Capital AdvisorsUBS Financial Services$40008-05-2015
David BeharMorgan Stanley Wealth ManagementUBS Financial Services$20003-21-2014
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Sheldon Hechtman, Ellen KlersfeldMorgan Stanley Wealth ManagementUBS Financial Services$21106-28-2012
Brad NettuneMorgan Stanley Wealth ManagementUBS Financial Services$50011-03-2011
Arturo Perret-GentilMorgan Stanley Wealth ManagementUBS Financial Services$10706-14-2011
Esteban FormosoMorgan Stanley Wealth ManagementUBS Financial Services$8306-14-2011
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
Rob TorringtonRaymond JamesUBS Financial Services$10312-12-2014
Eric de Goldsmith-Rothschild Raymond JamesUBS Financial Services$12509-12-2014
Gary Vescio, Brandon LevineRaymond JamesUBS Financial Services$10007-02-2014
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services$25005-24-2013
Pedro Harth-SilvaRaymond JamesUBS Financial Services$10512-19-2011
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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