Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31411-16-2018
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
Mark McAdams, Steve SchwarzbachDynasty Financial PartnersUBS Financial Services$40002-23-2017
Roger Berry, Felix Erbring, Ted GrayBank of America Merrill LynchUBS Financial Services$46601-06-2017
John B. Campanello, Peggy CappellettiBank of America Merrill LynchUBS Financial Services04-04-2016
Ron Medaris, Chris GerrishWells Fargo AdvisorsUBS Financial Services02-25-2016
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$107-02-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services02-27-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-13-2015
Patrick Cook, Nathan CookRobert W. Baird & Co.UBS Financial Services$17002-02-2015
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-05-2014
Robert Gardner III, Robert HigleyWells Fargo AdvisorsUBS Financial Services$30007-01-2014
Clint Weaver, Joe T. Bozarth IIIStifel Nicolaus & Co.UBS Financial Services$17005-29-2014
Kelly D. KerrRBC Wealth ManagementUBS Financial Services$11501-10-2014
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30605-23-2013
Javier Vargas, Ramon PerezMorgan Stanley Wealth ManagementUBS Financial Services$30005-25-2012
Frank Bagrier, Wes CoyleMorgan Stanley Wealth ManagementUBS Financial Services$13505-02-2012
Mark D. Rosenberg, Fred Weingart, Tina-Marie Bryant, Roberta BermanMorgan Stanley Wealth ManagementUBS Financial Services$15211-03-2011
Matt West, Doug Hall, Christian Bauman, Scott SelzerU.S. Capital AdvisorsUBS Financial Services$45010-12-2010
John Choudhary, Anne-Day McCabeWells Fargo AdvisorsUBS Financial Services$11003-25-2010

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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