Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig WeisRaymond James & Associates, Inc.UBS Financial Services Inc.$13005-22-2020
Marina Tudela Idalia Daguin Gabriela AguilarRaymond James & Associates, Inc.UBS Financial Services Inc.$28007-02-2020
Jared Stricklin Darryl Dunn Robert MeederRaymond James & Associates, Inc.UBS Financial Services Inc.$1,20007-30-2020
Michael Brown Tammy Brown Adam BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$30006-03-2020
Ryan Gutowski Troy ElserWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$21506-29-2020
Craig WeisRaymond James & Associates, Inc.UBS Financial Services Inc.$13005-22-2020
Marina Tudela Idalia Daguin Gabriela AguilarRaymond James & Associates, Inc.UBS Financial Services Inc.$28007-02-2020
Steve LevineFirst Republic Securities Company, LLCUBS Financial Services Inc.$2,00009-24-2018
Bob Gehlen Dave MuchaFirst Republic Securities Company, LLCUBS Financial Services Inc.$60006-23-2017
Paul L FeinsteinFirst Republic Securities Company, LLCUBS Financial Services Inc.$45002-10-2017
John M Borth David P Brown Paul G UllmannSunTrust Investment Services, Inc.UBS Financial Services Inc.$26012-04-2015
Bryan Garris Nick Garris Orlo Elfes Leslie SagerM. S. Howells & Co.UBS Financial Services Inc.05-28-2020
Jeffrey SmithKestra Investment Services, LLCUBS Financial Services Inc.01-30-2020
Cary L Hall JrLPL Financial LLCUBS Financial Services Inc.$16007-19-2019
Brian Matthew BernhardtAmeriprise Financial Services, LLCUBS Financial Services Inc.$10203-01-2019
George Vilfordi III Aaron Vilfordi Alex Vilfordi and Adam VilfordiAmeriprise Financial Services, LLCUBS Financial Services Inc.$31411-16-2018
Matthew W Shaughnessy Joe HollisAmeriprise Financial Services, LLCUBS Financial Services Inc.$28408-17-2018
Carolyn French Byron ReyesProspera Financial Services, Inc.UBS Financial Services Inc.$15008-02-2018
Jeffrey Boudjouk Anthony Landi Deborah Shuster Kelly AlmonteKestra Investment Services, LLCUBS Financial Services Inc.$34006-07-2018
Brian Bova David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$2,00004-06-2018
Regina Ruth Onkst Jim OnkstAmeriprise Financial Services, LLCUBS Financial Services Inc.$11303-09-2018
Richard L BeanAmeriprise Financial Services, LLCUBS Financial Services Inc.$7702-16-2018
John Hebert Brandon HebertKestra Investment Services, LLCUBS Financial Services Inc.$6812-29-2017
John Brewster Randall BrewsterAmeriprise Financial Services, LLCUBS Financial Services Inc.$26103-10-2017
Travis GodleyProspera Financial Services, Inc.UBS Financial Services Inc.$15302-09-2017
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Showing 1 to 25 of 3,755 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.