Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Enrique Triana, Ricardo KassinRaymond James & Associates, Inc.UBS Financial Services Inc. $50704-06-2020
Andrew Blake EinsteinFidelity Brokerage Services LLCUBS Financial Services Inc.04-20-2020
Michael Louis GoldfaderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-16-2020
Heather Lynn ClarkFidelity Brokerage Services LLCUBS Financial Services Inc.04-10-2020
Justin Tyler FendrickUBS Financial Services Inc.UBS Financial Services Inc.04-08-2020
Andrew Richard HarppLPL Financial LLCUBS Financial Services Inc.$2504-06-2020
Enrique Triana Sr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-06-2020
Nicholas T WennesUBS Financial Services Inc.UBS Financial Services Inc.04-06-2020
Joanne Marie RohlfsHighTower Securities, LLCUBS Financial Services Inc.04-02-2020
Michael Robert FerconioRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-01-2020
Laquanta N. WhiteTradeStation Securities, Inc.UBS Financial Services Inc.03-31-2020
Alyssa T McKennaFidelity Brokerage Services LLCUBS Financial Services Inc.$10003-26-2020
Bennett Harris BermanLPL Financial LLCUBS Financial Services Inc.$2503-26-2020
Ned Joseph Pascucci1st Discount Brokerage, Inc.UBS Financial Services Inc.03-26-2020
Frank Michael D'AntuonoRBC Capital Markets, LLCUBS Financial Services Inc.03-26-2020
Ellen Carol ZaneAmeriprise Financial Services, LLCUBS Financial Services Inc.$18103-20-2020
Simon John WheeldonAmeriprise Financial Services, LLCUBS Financial Services Inc.$10003-20-2020
Ryan Jonathan BakerJ.P. Morgan Securities LLCUBS Financial Services Inc.03-19-2020
Sara Rebekah MayeuxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-19-2020
Paola A. GallegoMorgan StanleyUBS Financial Services Inc.03-19-2020
Matthew GarofaloFidelity Brokerage Services LLCUBS Financial Services Inc.03-17-2020
Philip GiammarinoKestra Investment Services, LLCUBS Financial Services Inc.$9203-13-2020
Sean Michael RussellKestra Investment Services, LLCUBS Financial Services Inc.$15603-13-2020
Jerry Dean TaylorTriad Advisors LLCUBS Financial Services Inc.$5003-12-2020
Jordan David TaylorGoss AdvisorsUBS Financial Services Inc.$5003-12-2020
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Showing 1 to 25 of 5,159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.