Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Monica Marie SipesACT Wealth Management, LLCUBS Financial Services Inc.04-28-2014
Joel Daniel KendallAdvisory Partners, LLCUBS Financial Services Inc.12-12-2016
Harlene Liss GantmanAegis Capital Corp.UBS Financial Services Inc.12-19-2016
Todd Michael EllentuckAegis Capital Corp.UBS Financial Services Inc.12-12-2016
MARIZEL SCHIAVETTIAegis Capital Corp.UBS Financial Services Inc.03-04-2016
William E Ward IIIAegis Capital Corp.UBS Financial Services Inc.$110-31-2014
Warren David SeidemanAegis Capital Corp.UBS Financial Services Inc.06-21-2013
Randy Jay RossAegis Capital Corp.UBS Financial Services Inc.01-31-2011
Coleton Taylor BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
Mark Perry KissingerAllstate Financial Services, LLCUBS Financial Services Inc.04-23-2012
Ryan Michael De La TorreAllstate Financial Services, LLCUBS Financial Services Inc.08-05-2010
James Scott CaveAllstate Financial Services, LLCUBS Financial Services Inc.07-29-2009
Peng Ken YapAlpine Wealth Management LLCUBS Financial Services Inc.02-05-2009
Timothy Alan GusekAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.$5009-14-2009
Gerard TrappAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.$5007-17-2009
Patricia Ann TrappAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.$5007-17-2009
David Keith OlsonAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.05-15-2009
Paul Edward LightfootAmerican Wealth Management, Inc.UBS Financial Services Inc.$101-27-2012
Paul Robert HarrisAmeriprise Advisor Services, Inc.UBS Financial Services Inc.05-01-2009
Marc Richard GreenleeAmeriprise Advisor Services, Inc.UBS Financial Services Inc.03-27-2009
David Preston MartinAmeriprise Advisor Services, Inc.UBS Financial Services Inc.03-06-2009
Kristofer Michael GustafsonAmeriprise Advisor Services, Inc.UBS Financial Services Inc.03-06-2009
Stephen Michael Gilbreth Jr.Ameriprise Advisor Services, Inc.UBS Financial Services Inc.03-06-2009
Next Page »

Showing 1 to 25 of 3,815 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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