Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Jon Joseph Dawn7B Advisors LLCUBS Financial Services Inc.11-21-2019
Maria Alejandra PetracchiniACP Securities, LLCUBS Financial Services Inc.$10001-12-2018
Monica Marie SipesACT Wealth Management, LLCUBS Financial Services Inc.04-28-2014
Joel Daniel KendallAdvisory Partners, LLCUBS Financial Services Inc.12-12-2016
Patrick Thomas DonohueAegis Capital Corp.UBS Financial Services Inc.$10012-07-2018
Harlene Liss GantmanAegis Capital Corp.UBS Financial Services Inc.12-19-2016
Todd Michael EllentuckAegis Capital Corp.UBS Financial Services Inc.$50012-12-2016
MARIZEL SCHIAVETTIAegis Capital Corp.UBS Financial Services Inc.03-04-2016
Angel A. Morey-NobleAegis Capital Corp.UBS Financial Services Inc.05-19-2015
Blanca Providencia FernandezAegis Capital Corp.UBS Financial Services Inc.03-31-2015
Miguel Andres PascualAegis Capital Corp.UBS Financial Services Inc.03-30-2015
Jose M Del ValleAegis Capital Corp.UBS Financial Services Inc.03-24-2015
Jorge BravoAegis Capital Corp.UBS Financial Services Inc.$10001-30-2015
Teresa Mercedes BravoAegis Capital Corp.UBS Financial Services Inc.01-30-2015
William E Ward IIIAegis Capital Corp.UBS Financial Services Inc.$50010-31-2014
Warren David SeidemanAegis Capital Corp.UBS Financial Services Inc.$15006-21-2013
Randy Jay RossAegis Capital Corp.UBS Financial Services Inc.$15001-31-2011
Coleton BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
Mark Perry KissingerAllstate Financial Services, LLCUBS Financial Services Inc.$25004-23-2012
Ryan Michael De La TorreAllstate Financial Services, LLCUBS Financial Services Inc.08-05-2010
James Scott CaveAllstate Financial Services, LLCUBS Financial Services Inc.$50007-29-2009
Peng Ken YapAlpine Wealth Management LLCUBS Financial Services Inc.02-05-2009
Timothy Alan GusekAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.$15009-14-2009
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Showing 1 to 25 of 5,014 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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