Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Joseph SweeneyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Brian Neil LawrenceMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Cecil Gene JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Christopher Patrick TuckerMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Christopher Ryan MoodyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Daniel Joe BaldwinMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
David David PeltonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
David Howard BeyerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
David Mark StolerMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
David Matthew ClaymanCitigroup Global Markets Inc.UBS Financial Services Inc.01-01-2009
Drew Anthony RomeoMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Elaine Hilda WeinbergMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Forrest M FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
George Michael BelmeMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Gregory Paul OlsonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Guy James AbbanatBrewer Financial Services, LLCUBS Financial Services Inc.01-01-2009
Hillel Montram JaffeMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jack Ezra KolkerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
James Freeman WoldertCitigroup Global Markets Inc.UBS Financial Services Inc.01-01-2009
Jeff Malcolm DavisMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Jeffrey Lynn ToweryMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
John Eugene OgierMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
John William Ryan IIIMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jon Kristopher JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jonathan David SacksonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Next Page »

Showing 1 to 25 of 3,815 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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