Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perry Keith Jeffries IIIChase Investment Services Corp.UBS Financial Services Inc.01-01-2009
Michael Martin MurrayCambridge Investment Research, Inc.UBS Financial Services Inc.01-01-2009
Richard John JacobyCitigroup Global Markets Inc.UBS Financial Services Inc.$15001-01-2009
David Matthew ClaymanCitigroup Global Markets Inc.UBS Financial Services Inc.$10001-01-2009
James Freeman WoldertCitigroup Global Markets Inc.UBS Financial Services Inc.01-01-2009
George Michael BelmeMorgan Stanley & Co. LLCUBS Financial Services Inc.$5001-01-2009
Theresa Jane ManginesMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Robert Thomas BonaguraMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
David Howard BeyerMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
John William Ryan IIIMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Jeffrey Lynn ToweryMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
David I. PeltonMorgan Stanley & Co. LLCUBS Financial Services Inc.$1001-01-2009
Keith Andrew GillmanMorgan Stanley & Co. LLCUBS Financial Services Inc.$2501-01-2009
Paul Victor OlsonMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Ronald Dennis RosenzweigMorgan Stanley & Co. LLCUBS Financial Services Inc.$20001-01-2009
Jack Ezra KolkerMorgan Stanley & Co. LLCUBS Financial Services Inc.$2501-01-2009
Nelson Frederick FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Robert Lawrence MillnerMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Elaine Hilda WeinbergMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
William Alan FraserMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Mark BrahneyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Kevin Turner DickeyMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Cecil Gene JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Larry Kyle WrightMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jeffery Malcolm DavisMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.$15001-01-2009
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Showing 1 to 25 of 5,159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.