Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-02-2009
Ralph Garcia Jr., Bradley Jay BarnblattWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-02-2009
Scott John HellandStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.01-02-2009
Igor VuleticMatchpoint Capital Management, LLCUBS Financial Services Inc.01-02-2009
Mark Carey BurnsLPL Financial LLCUBS Financial Services Inc.$20001-05-2009
Jack A Cliff Jr.LPL Financial LLCUBS Financial Services Inc.$10001-05-2009
Clement L. GerhardtState Farm VP Management Corp.UBS Financial Services Inc.$10001-07-2009
Lance Duncan NewlinRBC Capital Markets, LLCUBS Financial Services Inc.$5001-08-2009
Sean Matthew O'NeillRBC Capital Markets, LLCUBS Financial Services Inc.$2501-08-2009
Shelley Leah JohnsonRBC Capital Markets, LLCUBS Financial Services Inc.$1001-08-2009
William Thomas HedgesRBC Capital Markets, LLCUBS Financial Services Inc.01-08-2009
James Patrick O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-09-2009
Gary Michael PetrucciRBC Capital Markets, LLCUBS Financial Services Inc.$5001-09-2009
Jason Edward SilvaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-09-2009
Gary Alan GrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-09-2009
Arthur Michael CordtsLPL Financial LLCUBS Financial Services Inc.$1001-09-2009
Jeffrey Davis CurrieRBC Capital Markets, LLCUBS Financial Services Inc.01-09-2009
Brian Joseph BenandiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Bradford John BoikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
David Paul LindstedtWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-14-2009
Eugene Ronald PriceLPL Financial LLCUBS Financial Services Inc.$2501-14-2009
Frank Robinson Buchanan IVLPL Financial LLCUBS Financial Services Inc.01-15-2009
Thomas John BrandtRBC Capital Markets, LLCUBS Financial Services Inc.$20001-16-2009
Keith Joseph RyanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-16-2009
Jeffrey Curt AdamsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-16-2009
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Showing 1 to 25 of 2,618 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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