Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Garris Nick Garris Orlo Elfes Leslie SagerM. S. Howells & Co.UBS Financial Services Inc.05-28-2020
Jeffrey SmithKestra Investment Services, LLCUBS Financial Services Inc.01-30-2020
Morrie SymsonKestra Investment Services, LLCUBS Financial Services Inc.02-04-2014
Donald A Jones Trevor JonesAmeriprise Financial Services, LLCUBS Financial Services Inc.04-19-2013
David BoersigAmeriprise Financial Services, LLCUBS Financial Services Inc.01-13-2012
Stephen Steve SullivanRaymond James & Associates, Inc.UBS Financial Services Inc.06-01-2020
Rebecca Gadus Jeffrey Carroll Tyson EubanksRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-27-2015
Betsy Dickson Dawn DicksonBenjamin F. Edwards & Company, Inc.UBS Financial Services Inc.02-11-2013
Ryan Bibler Vince Finney Myron Shaffer and Joe PanfilWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-02-2018
James MedskerWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-26-2018
Laith KhalafWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-26-2018
Scott Mercalde Tricia MercaldeMorgan StanleyUBS Financial Services Inc.10-05-2018
John B Campanello Peggy CappellettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-04-2016
Ron Medaris Chris GerrishWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-25-2016
Deborah Briskin Chris Underhill Brian BelakMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2015
David MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-16-2015
Eric MillerWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-17-2015
Marie H MurdockMorgan StanleyUBS Financial Services Inc.12-02-2013
Roxann Romano Anthony CatalanoMorgan StanleyUBS Financial Services Inc.03-01-2013
Jason Haberman Robert Brevetti William CollinsMorgan StanleyUBS Financial Services Inc.01-10-2012
Edward Cook Robert HallMorgan StanleyUBS Financial Services Inc.09-13-2011
Michael Paesano Jeffrey Cadan Richard Perkins Matthew HayfordMorgan StanleyUBS Financial Services Inc.05-04-2011
Todd KrempaskyWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-27-2010
Matt OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-08-2010
David Kritzer Christopher CastellawJPMorgan Chase & Co.UBS Financial Services Inc.02-01-2019
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Showing 1 to 25 of 3,755 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.