Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce TenenbaumRockefeller Financial LLCUBS Financial Services Inc.05-17-2019
James Randy SmithProspera Financial Services, Inc.UBS Financial Services Inc.03-29-2019
Vincent Gerard Depaola Jr.Edward JonesUBS Financial Services Inc.03-18-2019
Kristofer R SzteinComerica SecuritiesUBS Financial Services Inc.03-13-2019
Mark Daniel MagarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-11-2019
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Leigh Anne GageStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.02-14-2019
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Jeffrey Steven DaviesRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
John M Michael SchindlerRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Daniel Richard KatzCDKV Holdings LLCUBS Financial Services Inc.01-29-2019
Robert Brian ReeceRaymond James & Associates, Inc.UBS Financial Services Inc.01-17-2019
Glenn Thomas ReganEdward JonesUBS Financial Services Inc.01-12-2019
Jan Marie SteckerHD Vest Investment ServicesUBS Financial Services Inc.01-11-2019
Justin Pace RyanRockefeller Financial LLCUBS Financial Services Inc.12-07-2018
Elizabeth Brittingham TurpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2018
William Johnston DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-04-2018
Alison Mary DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Michael Steven MartinRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
William Detar ShawNational Securities CorporationUBS Financial Services Inc.11-29-2018
George Louis Vilfordi IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Dustin Bui NguyenRaymond James Financial Services, Inc.UBS Financial Services Inc.10-26-2018
Andrew Hartselle MearsPNC InvestmentsUBS Financial Services Inc.10-15-2018
Next Page »

Showing 1 to 25 of 3,815 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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