Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick James DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
James Harry DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
Alexandra Marie ValentinJ.P. Morgan Securities LLCUBS Financial Services Inc.04-14-2020
Ryan Jonathan BakerJ.P. Morgan Securities LLCUBS Financial Services Inc.03-19-2020
Andrew Scott CzarkowskiJ.P. Morgan Securities LLCUBS Financial Services Inc.12-23-2019
James Christopher BeckerJ.P. Morgan Securities LLCUBS Financial Services Inc.$15010-25-2019
Dolores M FainJ.P. Morgan Securities LLCUBS Financial Services Inc.10-25-2019
Pamela Jean Abercrombie CappsJ.P. Morgan Securities LLCUBS Financial Services Inc.10-25-2019
James Carl AlbertsJ.P. Morgan Securities LLCUBS Financial Services Inc.10-25-2019
Jose A CuellarJ.P. Morgan Securities LLCUBS Financial Services Inc.09-26-2019
Kennan Blakely LowJ.P. Morgan Securities LLCUBS Financial Services Inc.$5009-19-2019
Frederick Joseph SchultzJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,00009-19-2019
Eric Jordan TeichbergJ.P. Morgan Securities LLCUBS Financial Services Inc.$10009-19-2019
Erica Hicks LandskroenerJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Howard Stuart RothmanJ.P. Morgan Securities LLCUBS Financial Services Inc.$1609-19-2019
Curtis Daniel BradleyJ.P. Morgan Securities LLCUBS Financial Services Inc.08-26-2019
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Daniel John BrauerJ.P. Morgan Securities LLCUBS Financial Services Inc.07-12-2019
Larry A XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
James BarrettJ.P. Morgan Securities LLCUBS Financial Services Inc.06-07-2019
David KritzerJ.P. Morgan Securities LLCUBS Financial Services Inc.$15002-01-2019
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
John Philip CallimanisJ.P. Morgan Securities LLCUBS Financial Services Inc.$15001-18-2019
Vivek MahajanJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-18-2019
Stephen Bruce BeatonJ.P. Morgan Securities LLCUBS Financial Services Inc.01-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.