Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriel TamLPL Financial LLCUBS Financial Services Inc.$1001-23-2009
Alan Michael RomeroLPL Financial LLCUBS Financial Services Inc.06-01-2015
Alexander James WillhiteLPL Financial LLCUBS Financial Services Inc.01-22-2020
Alfred Charles HillLPL Financial LLCUBS Financial Services Inc.$5004-23-2009
Allan Lee HayLPL Financial LLCUBS Financial Services Inc.$2505-13-2009
Allen F StaplesLPL Financial LLCUBS Financial Services Inc.$10001-05-2012
Andrew Francis TenagliaLPL Financial LLCUBS Financial Services Inc.08-25-2014
Andrew K. FairmanLPL Financial LLCUBS Financial Services Inc.09-19-2017
Andrew Richard HarppLPL Financial LLCUBS Financial Services Inc.$2504-06-2020
Angela Christine FerberLPL Financial LLCUBS Financial Services Inc.06-02-2015
Ardis L. Nohner BlackLPL Financial LLCUBS Financial Services Inc.$5001-13-2010
Arthur Michael CordtsLPL Financial LLCUBS Financial Services Inc.$1001-09-2009
Bart R. FullerLPL Financial LLCUBS Financial Services Inc.08-30-2012
Bennett Harris BermanLPL Financial LLCUBS Financial Services Inc.$2503-26-2020
Blain Jerome BogarLPL Financial LLCUBS Financial Services Inc.12-03-2009
Brad KalasLPL Financial LLCUBS Financial Services Inc.$5005-01-2009
Brett AngelLPL Financial LLCUBS Financial Services Inc.$1012-09-2011
Brian Anthony CookeLPL Financial LLCUBS Financial Services Inc.10-01-2009
Brian Scott ChildresLPL Financial LLCUBS Financial Services Inc.$15002-21-2012
Brooke Justine SimmonsLPL Financial LLCUBS Financial Services Inc.04-27-2010
Bruce MartinLPL Financial LLCUBS Financial Services Inc.04-22-2015
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$5007-02-2019
Carolyn Marie FilaskyLPL Financial LLCUBS Financial Services Inc.$2508-01-2018
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
Catherine ScheuberLPL Financial LLCUBS Financial Services Inc.05-14-2009
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.