Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfonso Luis BonetaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-17-2019
Hermann J. HertellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-17-2019
Elizabeth Brittingham TurpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2018
Kevin Michael RosenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-19-2018
Kimberly Ann AlbanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-13-2018
John Paul PocceschiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-07-2018
Brandt Judah CybulMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-02-2018
Douglas James MazzuccoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-30-2017
Gary Charles CranfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2511-30-2017
Ruggero Enrico BorlettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15011-30-2017
Shepard Tuttle StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Alexander Theophilos FokidesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-17-2017
Joshua Michael AdlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-17-2017
Robert A RothmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-17-2017
Erik Scott KirschnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-01-2017
Randy Scott GoldhammerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-01-2017
Kristina Rae Ann ReckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-03-2017
Michael Pryce RemeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2509-27-2017
Justin Bryce LaceyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-20-2017
Marilyn Diane PozzutoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-20-2017
Mark Alan GutnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1009-08-2017
Justin Kyle MedranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-18-2017
Huy Dinh PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-19-2017
Sandra Lynn ConroyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$6806-20-2017
Timothy Donald EckmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$106-14-2017
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Showing 1 to 25 of 469 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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