Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Wall Holden IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10004-17-2015
David BarwickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-01-2015
James Robert LinsenmayerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-14-2014
Daniel Scott WorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-08-2014
Jennifer Lynn DicksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-28-2014
James Lawson Bryan IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-20-2014
Joseph W WellsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-05-2014
Errol MercadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-20-2013
Jessica Anne HollowayMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-28-2013
Kevin BoderickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-17-2013
Wesley Neil MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-14-2012
Mark Russel KeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-03-2012
Jay M. RappMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-03-2012
Kelly L LawrenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2012
Becca Lynn StockdaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-04-2011
James Carl Pyron IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-11-2010
Christopher Sean GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Brian RolandMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Brock Eugene HimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-04-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.