Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Harry LaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-12-2020
Cynthia Lynn Mosley-GuyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-14-2020
Katherine Ann ShafferMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-14-2020
Nita Lyon TuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-14-2020
Kristen Renee ChambleeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-14-2020
Jason Khalil KhawajaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-31-2020
Nancy Geisler McDonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-31-2020
Elizabeth Brittingham TurpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2018
Kristina Rae Ann ReckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-03-2017
William L. BeckworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2017
Tami J IngleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-14-2017
Ted Gilbert Gray Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Roger Ernest BerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Kelly D. ChimeraMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Felix Adrian ErbringMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Sara Allyn ArthurMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Charles Glen DanielMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-14-2016
Gregory W ColemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-14-2016
William Douglas MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-22-2016
John Batista CampanelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-04-2016
Peggy Ann CappellettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-04-2016
Kevin Scott ParrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-21-2016
Melinda M JohnstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15002-01-2016
Jeffrey Kirk AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-01-2016
Kristin N. StanleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.