Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David James Trogan Jr.Morgan StanleyUBS Financial Services Inc.$20006-01-2009
Manfred Hans Hegwer Jr.Morgan StanleyUBS Financial Services Inc.$10006-01-2009
Carolyn R. KohnMorgan StanleyUBS Financial Services Inc.$5006-01-2009
James Todd WashburnMorgan StanleyUBS Financial Services Inc.$2506-01-2009
Christopher Lawrence VordemescheMorgan StanleyUBS Financial Services Inc.$1006-01-2009
Kelly Joseph KelpMorgan StanleyUBS Financial Services Inc.06-01-2009
Lisa Ann GibsonMorgan StanleyUBS Financial Services Inc.06-01-2009
Langford KeithMorgan StanleyUBS Financial Services Inc.06-01-2009
Joel Nicholas HandorfMorgan StanleyUBS Financial Services Inc.06-01-2009
Thanh Thuy PhamMorgan StanleyUBS Financial Services Inc.06-01-2009
Yvette Ana TramountMorgan StanleyUBS Financial Services Inc.06-01-2009
Robin Adair Coombs, Daniel Adrian Rozario, Aram Alexander KhavariMorgan StanleyUBS Financial Services Inc.$15006-11-2009
Richard Alan Von LoeweMorgan StanleyUBS Financial Services Inc.$15006-12-2009
Gerald Curtis SimmonsMorgan StanleyUBS Financial Services Inc.$5006-19-2009
Melinda Darlene SungMorgan StanleyUBS Financial Services Inc.06-29-2009
Edward Howard Perkins III, Marilyn Elaine KeyserMorgan StanleyUBS Financial Services Inc.$15008-07-2009
Robert F Hill, John Charles Eagan Jr., Chad Benton MacallisterMorgan StanleyUBS Financial Services Inc.08-13-2009
Tracy L. KnoppMorgan StanleyUBS Financial Services Inc.$2508-26-2009
Robert Hutchins RippMorgan StanleyUBS Financial Services Inc.09-04-2009
Sara Yasmin QaziMorgan StanleyUBS Financial Services Inc.09-17-2009
Joseph E. SircelyMorgan StanleyUBS Financial Services Inc.$20009-25-2009
Lee Jay Dunayer, Danny Joong KimMorgan StanleyUBS Financial Services Inc.09-30-2009
David Scott ChisholmMorgan StanleyUBS Financial Services Inc.10-08-2009
Yangchen D LamaMorgan StanleyUBS Financial Services Inc.10-09-2009
Nathan Spencer HildreMorgan StanleyUBS Financial Services Inc.10-12-2009
Next Page »

Showing 1 to 25 of 470 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.