Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$10006-17-2010
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Achilles KontoyiannisMorgan StanleyUBS Financial Services Inc.09-25-2020
Adam D PiattMorgan StanleyUBS Financial Services Inc.$5004-29-2015
Adam Nathan PendletonMorgan StanleyUBS Financial Services Inc.11-07-2014
Adriana Teresa SantoniMorgan StanleyUBS Financial Services Inc.03-04-2016
Ajay B MasandMorgan StanleyUBS Financial Services Inc.$10005-07-2020
Ajdal AstarabadiMorgan StanleyUBS Financial Services Inc.08-20-2012
Alan John PanozzoMorgan StanleyUBS Financial Services Inc.$15010-14-2016
Alan Mcguire DawsonMorgan StanleyUBS Financial Services Inc.08-31-2010
Albert Gibbons IiiMorgan StanleyUBS Financial Services Inc.$2510-13-2011
Alejandro AyalaMorgan StanleyUBS Financial Services Inc.08-25-2017
Aleksey FurMorgan StanleyUBS Financial Services Inc.$10004-01-2016
Alex Mead StetterMorgan StanleyUBS Financial Services Inc.06-15-2015
Alexander BarclayMorgan StanleyUBS Financial Services Inc.$5008-25-2017
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$5001-16-2015
Alexander Stephenson FieldMorgan StanleyUBS Financial Services Inc.07-14-2017
Alexandra Agniya MuratovMorgan StanleyUBS Financial Services Inc.08-26-2015
Alexandra Corrine BoonMorgan StanleyUBS Financial Services Inc.08-21-2019
Alexandra Isabella VanmeursMorgan StanleyUBS Financial Services Inc.05-22-2020
Alfonso R PenaMorgan StanleyUBS Financial Services Inc.02-28-2014
Allan John KlenkeMorgan StanleyUBS Financial Services Inc.08-28-2020
Allan Michael RetaMorgan StanleyUBS Financial Services Inc.$5009-06-2019
Allan P CovertMorgan StanleyUBS Financial Services Inc.09-06-2019
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$8807-09-2010
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Showing 1 to 25 of 767 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.