Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard M Stone Jr.Morgan StanleyUBS Financial Services Inc.$10011-19-2015
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$5001-16-2015
Kathy Ann ReimanMorgan StanleyUBS Financial Services Inc.$10004-17-2014
Stanley AlintoffMorgan StanleyUBS Financial Services Inc.$15008-16-2013
Susan Amy AlintoffMorgan StanleyUBS Financial Services Inc.08-16-2013
David Victor JannyMorgan StanleyUBS Financial Services Inc.11-21-2012
Kurt Robert Tiefenthaler, Edward Z. KwiatkowskiMorgan StanleyUBS Financial Services Inc.08-24-2012
Susan Meg SheinhausMorgan StanleyUBS Financial Services Inc.$5008-01-2012
Christopher Anthony CavallaroMorgan StanleyUBS Financial Services Inc.$10003-02-2012
Steven Michael LewineMorgan StanleyUBS Financial Services Inc.$2506-29-2010
Timothy Laurence Prete Sr., Joseph FortunaMorgan StanleyUBS Financial Services Inc.06-04-2010
Thomas Edwin CarbinMorgan StanleyUBS Financial Services Inc.02-12-2010
Daniel James WrightMorgan StanleyUBS Financial Services Inc.10-16-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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