Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Casey MitchellOppenheimer & Co. Inc.UBS Financial Services Inc.10-04-2019
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
Michael Christopher RaissisOppenheimer & Co. Inc.UBS Financial Services Inc.05-17-2018
Jane Harriet WasserstromOppenheimer & Co. Inc.UBS Financial Services Inc.04-10-2018
Richard Jonathan CurraOppenheimer & Co. Inc.UBS Financial Services Inc.10-21-2016
Kunal SyngalOppenheimer & Co. Inc.UBS Financial Services Inc.$1010-21-2016
Todd Christopher WigginsOppenheimer & Co. Inc.UBS Financial Services Inc.05-03-2016
Thomas FayadOppenheimer & Co. Inc.UBS Financial Services Inc.$15009-17-2015
Michael ZirpoloOppenheimer & Co. Inc.UBS Financial Services Inc.$10009-16-2015
Chad Edward AllenOppenheimer & Co. Inc.UBS Financial Services Inc.08-13-2015
Hilda A StreitzOppenheimer & Co. Inc.UBS Financial Services Inc.$5006-22-2015
Francis Anthony RiessOppenheimer & Co. Inc.UBS Financial Services Inc.$10006-05-2015
Laura Lee WhiteOppenheimer & Co. Inc.UBS Financial Services Inc.05-04-2015
Grigorios I SkoteiniadisOppenheimer & Co. Inc.UBS Financial Services Inc.03-10-2015
Bracken Timothy OsheaOppenheimer & Co. Inc.UBS Financial Services Inc.03-05-2015
Joe ChanOppenheimer & Co. Inc.UBS Financial Services Inc.01-20-2015
Michael J SquellatiOppenheimer & Co. Inc.UBS Financial Services Inc.01-16-2015
Laura Lynn ThomfordeOppenheimer & Co. Inc.UBS Financial Services Inc.$5011-12-2014
Mark Christopher HughesOppenheimer & Co. Inc.UBS Financial Services Inc.$2511-10-2014
Robert Edward BergOppenheimer & Co. Inc.UBS Financial Services Inc.$5010-16-2014
Trevor Jon HowardOppenheimer & Co. Inc.UBS Financial Services Inc.$2508-29-2014
Thomas Norwood Anderson Jr.Oppenheimer & Co. Inc.UBS Financial Services Inc.$5008-04-2014
Thomas Norwood Anderson IIIOppenheimer & Co. Inc.UBS Financial Services Inc.07-02-2014
Eric David GregersonOppenheimer & Co. Inc.UBS Financial Services Inc.$15004-24-2014
Joel Eric BreiterOppenheimer & Co. Inc.UBS Financial Services Inc.$5002-18-2014
Next Page »

Showing 1 to 25 of 95 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.