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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Michael D'AntuonoRBC Capital Markets, LLCUBS Financial Services Inc.03-26-2020
Joseph E. PalermoRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Vincent John Albanese IIIRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Roger Wicks StephensRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Eunsun Grace KimRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Daniel Henry RothenbergRBC Capital Markets, LLCUBS Financial Services Inc.12-04-2019
Harold Todd HarmonRBC Capital Markets, LLCUBS Financial Services Inc.$10010-29-2019
Erin Michele HarmonRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2019
Kelly Alan McGrewRBC Capital Markets, LLCUBS Financial Services Inc.09-24-2019
Richard Erwin Dodge Jr.RBC Capital Markets, LLCUBS Financial Services Inc.$15009-24-2019
Jeffrey P SchmittRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
William Alan EvanchoRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Richard Michael CostaRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Aaron Paul KingstonRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Lawrence Scott PannRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Donnie DeyoungRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
David Brian MillerRBC Capital Markets, LLCUBS Financial Services Inc.08-21-2019
Cynthia Lou PennerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-31-2019
Byron Neal FoxRBC Capital Markets, LLCUBS Financial Services Inc.$28205-31-2019
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Glen J. SchwesingerRBC Capital Markets, LLCUBS Financial Services Inc.05-14-2019
Thomas Anthony KeiserRBC Capital Markets, LLCUBS Financial Services Inc.$15004-24-2019
Ramakrishna GaliRBC Capital Markets, LLCUBS Financial Services Inc.$5001-31-2019
Thomas Clark ClearyRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Jerry Dominic TrumanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Next Page »

Showing 1 to 25 of 191 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.