Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kris Andreas WappausRBC Capital Markets, LLCUBS Financial Services Inc.$2509-17-2020
Carol Ann WilshireRBC Capital Markets, LLCUBS Financial Services Inc.$5009-03-2020
Lisa Anne ByrneRBC Capital Markets, LLCUBS Financial Services Inc.07-30-2020
Mark Bilski RBC Capital Markets, LLCUBS Financial Services Inc.$65006-04-2020
Mark Albert BilskiRBC Capital Markets, LLCUBS Financial Services Inc.$2506-04-2020
Melanie Anne ClishRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2020
Jeffrey Robert HymanRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2020
Johnny Man YunRBC Capital Markets, LLCUBS Financial Services Inc.$5006-01-2020
Jonathan Ryan GermanoRBC Capital Markets, LLCUBS Financial Services Inc.06-01-2020
Bryon Paul FusiniRBC Capital Markets, LLCUBS Financial Services Inc.05-22-2020
Ronald Clement FitzgeraldRBC Capital Markets, LLCUBS Financial Services Inc.05-22-2020
John Crawford GalleherRBC Capital Markets, LLCUBS Financial Services Inc.$25005-22-2020
Richard Lee SteinRBC Capital Markets, LLCUBS Financial Services Inc.$15005-22-2020
Anthony Christian ConnorRBC Capital Markets, LLCUBS Financial Services Inc.$10005-22-2020
Scott Tilton BakerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-11-2020
Donald Robert BakerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-11-2020
Lance Preston CrossettRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
Jason P BurkettRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
Kyle R DanfordRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
Frank Michael DAntuonoRBC Capital Markets, LLCUBS Financial Services Inc.03-26-2020
Joseph E PalermoRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Vincent John Albanese IIIRBC Capital Markets, LLCUBS Financial Services Inc.02-21-2020
Roger W Stephens Dan RothenbergRBC Capital Markets, LLCUBS Financial Services Inc.$7,50012-04-2019
Roger Wicks StephensRBC Capital Markets, LLCUBS Financial Services Inc.$27012-04-2019
Eunsun KimRBC Capital Markets, LLCUBS Financial Services Inc.$10012-04-2019
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.