Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Abraham MaghsoudiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15007-26-2019
Alan Bradley StaytonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-30-2011
Alan John HenryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-11-2009
Alan Michael RadoulovitchWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-13-2018
Alan Michael RizzutoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-05-2009
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-02-2009
Alan Neal RoseWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-25-2013
Alejandro Armando De LeonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2012
Alex Harris WrenWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-22-2018
Alex StolperWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-15-2016
Alexandra Kathleen ReddellWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-28-2016
Alexandria Maria RasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Alina LeganoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-23-2016
Allison L. DobosiewiczWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-06-2019
Amanda Lea WebbWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-04-2013
Amy Jeanne SullivanWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2017
Amyna Karim KarmaliWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2014
Andrea Charlotte RothWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15011-01-2012
Andrew Cy BanksWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-10-2010
Andrew Gaston BarnesWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-08-2017
Andrew Jason SmithWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2016
Andrew Joseph EgberWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-27-2009
Andrew Michael KnutsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-15-2012
Andrew Porter McNamaraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.