Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Hartselle MearsPNC InvestmentsUBS Financial Services Inc.10-15-2018
Teresa Skipper BechardMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2505-11-2016
Virginia Lee NixonMorgan StanleyUBS Financial Services Inc.09-01-2015
S. Travis CreekbaumWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5005-26-2015
George Paullard WestWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5005-22-2015
Leigh Kennedy RumbleyWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.05-22-2015
Steven Lynn Meadows Sr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$1005-01-2015
John Charles NelsonSterne, Agee & Leach, Inc.UBS Financial Services Inc.10-01-2014
Adam Thomas O'ShieldsRaymond James Financial Services, Inc.UBS Financial Services Inc.$15007-07-2014
Fred Ronald Brown Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-21-2012
Philip Robbins McdonaldWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-07-2011
Richard John HydingerAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5003-11-2011
Duncan Joseph Mcinnes Jr.Morgan StanleyUBS Financial Services Inc.$5011-08-2010
Mary Allison Welden BradfordWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-05-2010
John GreggMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-08-2010
Michael Roland GreggMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-08-2010
Jack Rush Evans Jr.Securities America, Inc.UBS Financial Services Inc.06-16-2009
Gary Barnes ThomasRaymond James Financial Services, Inc.UBS Financial Services Inc.$5005-13-2009
Kelly C WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-30-2009
Adrian Vanderwoude Sr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.04-29-2009
Ronald Lou FritzeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-16-2009
Arthur E Malone Jr.Morgan Stanley & Co. LLCUBS Financial Services Inc.03-01-2009
David Edgar MaloneMorgan Stanley & Co. LLCUBS Financial Services Inc.03-01-2009
John Arthur MaloneMorgan Stanley & Co. LLCUBS Financial Services Inc.03-01-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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