Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jules Ronald FreemanAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
Tarleton John KarryAmeriprise Financial Services, LLCUBS Financial Services Inc.07-31-2015
Kristyn Louanne VincentCharles Schwab & Co., Inc.UBS Financial Services Inc.04-19-2013
Aaron W BrewerChase Investment Services Corp.UBS Financial Services Inc.10-19-2009
Robert Joseph HaasFinancial Advisers of America, LLCUBS Financial Services Inc.05-28-2009
Kristopher Beau Scott SmithFirst Financial Equity CorporationUBS Financial Services Inc.$10006-01-2016
Steven Kent RundleFirst Financial Equity CorporationUBS Financial Services Inc.$1007-16-2009
Lisa Johnson RizzoFirst Financial Equity CorporationUBS Financial Services Inc.04-29-2009
Thomas Gerald StraightFirst Financial Equity CorporationUBS Financial Services Inc.04-29-2009
David Burns Siebert Jr.First Financial Equity CorporationUBS Financial Services Inc.04-24-2009
Rebecca Livingston TurnbowFirst Financial Equity CorporationUBS Financial Services Inc.03-26-2009
Michele Marie GilesH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2505-06-2009
Randolph Stephen MooreHouseholder Group Financial Advisors, LLCUBS Financial Services Inc.$5003-01-2013
Robert Brian KennedyJ.P. Morgan Securities LLCUBS Financial Services Inc.08-07-2017
Zachariah W. GreenoughJ.P. Morgan Securities LLCUBS Financial Services Inc.03-31-2015
Bradley James GrabowyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-17-2014
John Marc HebertKestra Investment Services, LLCUBS Financial Services Inc.$10011-29-2017
Brandon John HebertKestra Investment Services, LLCUBS Financial Services Inc.$2511-29-2017
Harold Walter HarrisonLincoln Financial Advisors CorporationUBS Financial Services Inc.09-12-2016
Geraldine Elaine BeaudinLPL Financial LLCUBS Financial Services Inc.$15007-02-2010
Kyle Michael LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-07-2018
Ruggero Enrico BorlettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15011-30-2017
Kyle Michael LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-09-2015
Bernardo ValleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1006-19-2013
John Edward ReynoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-10-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.