Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron W BrewerChase Investment Services Corp.UBS Financial Services Inc.10-19-2009
Allen LangerRBC Capital Markets, LLCUBS Financial Services Inc.11-03-2017
Andrew Joel MeyerMorgan Stanley & Co. LLCUBS Financial Services Inc.04-01-2009
Angelo CilientoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Barbara Jean MarquisWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-14-2009
Bernardo ValleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1006-19-2013
Bradley James GrabowyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-17-2014
Bradley Scott MillsRaymond James & Associates, Inc.UBS Financial Services Inc.05-10-2016
Brandon John HebertKestra Investment Services, LLCUBS Financial Services Inc.$2511-29-2017
Bryan Christopher DunnWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-07-2009
Byron Neal FoxRBC Capital Markets, LLCUBS Financial Services Inc.$28205-31-2019
Cheryl Kay Flier-BudgettRaymond James Financial Services, Inc.UBS Financial Services Inc.03-06-2009
Christian Randolph SnowdenSagePoint Financial, Inc.UBS Financial Services Inc.$1008-13-2014
Cindy Tam LienUSAA Financial Advisors, Inc.UBS Financial Services Inc.03-24-2015
Craig Edward JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10008-30-2018
Craig Laurence WhittenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-14-2018
Cynthia Lou PennerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-31-2019
Daniel Edward KosiskyRaymond James Financial Services, Inc.UBS Financial Services Inc.04-29-2009
Daniel Harlan WelkerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5007-10-2015
David Burns Siebert Jr.First Financial Equity CorporationUBS Financial Services Inc.04-24-2009
Deborah Ann HughesWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-25-2014
Donald Patton ScottWedbush Securities Inc.UBS Financial Services Inc.$5004-27-2009
Elizabeth Ann FournierMoors & Cabot, Inc.UBS Financial Services Inc.03-02-2009
Eric Jon WaszolekUBS Financial Services Inc.UBS Financial Services Inc.01-26-2009
Esteban HernandezMorgan StanleyUBS Financial Services Inc.03-30-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.