Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Scott RossSecurian Financial Services, Inc.UBS Financial Services Inc.10-01-2019
Karen Belle JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-04-2018
James Paul VansteenhuyseStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.03-13-2018
Kyle Michael LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-07-2018
Robert Brian KennedyJ.P. Morgan Securities LLCUBS Financial Services Inc.08-07-2017
Matthew Eric PadillaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-17-2016
Harold Walter HarrisonLincoln Financial Advisors CorporationUBS Financial Services Inc.09-12-2016
Tarleton John KarryAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-31-2015
Timothy Christopher HughesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.05-01-2015
Kyle Michael LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-09-2015
Cindy Tam LienUSAA Financial Advisors, Inc.UBS Financial Services Inc.03-24-2015
Bradley James GrabowyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-17-2014
Deborah Ann HughesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.04-25-2014
Mitchell Joseph SivertsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.04-25-2014
Frankie J. CejaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.04-25-2014
Thomas Michael JeffreyRaymond James & Associates, Inc.UBS Financial Services Inc.07-10-2013
Randolph Stephen MooreHouseholder Group Financial Advisors, LLCUBS Financial Services Inc.03-01-2013
Esteban HernandezMorgan StanleyUBS Financial Services Inc.03-30-2012
Keeland Douglas HoweWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.01-04-2012
Joshua Peter DelnoceWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.05-20-2011
Jeffrey Jon RomeroWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.01-29-2010
MARTIN JOHN NODILOPATHLIGHT INVESTORS, LLCUBS Financial Services Inc.12-01-2009
Aaron W BrewerChase Investment Services Corp.UBS Financial Services Inc.10-19-2009
Robert Joseph HaasFinancial Advisers of America, LLCUBS Financial Services Inc.05-28-2009
James Key EdwardsMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.