Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
Daniel Richard KatzCDKV Holdings LLCUBS Financial Services Inc.01-29-2019
Michael David BarthRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-20-2018
Joshua Jay JerelePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-06-2018
Brian C. ColvertBonfire Financial, LLCUBS Financial Services Inc.05-22-2017
Matthew Allen BurnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-18-2017
Rodney Brunnell SwearingenMorgan StanleyUBS Financial Services Inc.10-11-2016
Robert Orlando Hill, Patrick James Hill, Brendan Robert HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Randal John ComposantoLincoln Financial Advisors CorporationUBS Financial Services Inc.09-12-2016
To Hun PakMorgan StanleyUBS Financial Services Inc.07-21-2016
Scott Robert HollowayCambridge Investment Research, Inc.UBS Financial Services Inc.03-07-2016
Michael K WarneRBC Capital Markets, LLCUBS Financial Services Inc.07-08-2015
William Martin PierGood Life Advisors, LLCUBS Financial Services Inc.02-06-2015
Victoria V. ThompsonGood Life Advisors, LLCUBS Financial Services Inc.02-05-2015
Jonathan LorePersonal Capital Advisors CorporationUBS Financial Services Inc.11-05-2014
Jonathan R. BrinckerhoffMorgan StanleyUBS Financial Services Inc.09-29-2014
Shannon Marie LynchPersonal Capital Advisors CorporationUBS Financial Services Inc.05-08-2014
Remy DeangeloKey Investment Services LLCUBS Financial Services Inc.03-25-2014
Danielle Kathleen BerzLPL Financial LLCUBS Financial Services Inc.05-09-2013
Larry L HubbardAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-06-2012
Patrice Marie HenningRaymond James & Associates, Inc.UBS Financial Services Inc.07-03-2012
John Harris BlanksCornet Capital LLCUBS Financial Services Inc.04-12-2012
Christopher Patrick EissingerMorgan StanleyUBS Financial Services Inc.02-17-2012
Michael W. BeermannAveo Capital Partners, LLCUBS Financial Services Inc.07-15-2011
John Dwayne CoxMorgan StanleyUBS Financial Services Inc.12-03-2010
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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