Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana SormaniRaymond James & Associates, Inc.UBS Financial Services Inc.$10009-03-2019
Alexander J KeimRaymond James & Associates, Inc.UBS Financial Services Inc.02-12-2016
Allen Newton Jones IVRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Brandon A LevineRaymond James & Associates, Inc.UBS Financial Services Inc.07-02-2014
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$15001-23-2009
Bryce Holloway AlleyRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Corey Atterbury SteadmanRaymond James & Associates, Inc.UBS Financial Services Inc.$50004-27-2018
Corey Atterbury Steadman Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
David Mark WaddleRaymond James & Associates, Inc.UBS Financial Services Inc.01-23-2009
Dean Dougals DancerRaymond James & Associates, Inc.UBS Financial Services Inc.$10005-04-2018
Dennis James Casey Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$50003-30-2010
Dominick John DibonaRaymond James & Associates, Inc.UBS Financial Services Inc.$50003-29-2019
Gail Berkeley HaleyRaymond James & Associates, Inc.UBS Financial Services Inc.$50001-08-2010
Gary George VescioRaymond James & Associates, Inc.UBS Financial Services Inc.$50007-02-2014
Gustavo Carlo NazarioRaymond James & Associates, Inc.UBS Financial Services Inc.11-26-2014
James Alfred DucharmeRaymond James & Associates, Inc.UBS Financial Services Inc.$10010-30-2019
James Ducharme, Michael C. RowlandRaymond James & Associates, Inc.UBS Financial Services Inc. $19410-30-2019
Jared David BrancazioRaymond James & Associates, Inc.UBS Financial Services Inc.$50005-20-2016
Jeffrey Philip ZurekRaymond James & Associates, Inc.UBS Financial Services Inc.$10004-27-2018
Joe MalaveRaymond James & Associates, Inc.UBS Financial Services Inc.$10005-04-2018
John Francis Kennedy Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$10004-19-2011
John Robert KaddisRaymond James & Associates, Inc.UBS Financial Services Inc.$25004-19-2011
Justin Marc CardonRaymond James & Associates, Inc.UBS Financial Services Inc.07-20-2016
Kevin DavidsonRaymond James & Associates, Inc.UBS Financial Services Inc.11-30-2017
Kim Rachelle JensonRaymond James & Associates, Inc.UBS Financial Services Inc.07-20-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.