Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean David OToole1776 Wealth LLCUBS Financial Services Inc.$10003-10-2017
Krystall L SanfordAmeriprise Financial Services, LLCUBS Financial Services Inc.09-03-2020
Jonathan Marc SeidelAmeriprise Financial Services, LLCUBS Financial Services Inc.$5008-05-2016
C N VenkateshCN Wealth Management, LLCUBS Financial Services Inc.07-24-2009
Carolyn Elizabeth SmithGoldman Sachs & Co.UBS Financial Services Inc.05-31-2013
David KritzerJ.P. Morgan Securities LLCUBS Financial Services Inc.$15002-01-2019
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
James Earl Hilderbrandt JrJ.P. Morgan Securities LLCUBS Financial Services Inc.07-19-2018
John MinsonJ.P. Morgan Securities LLCUBS Financial Services Inc.$29111-30-2017
Richard EdgeJ.P. Morgan Securities LLCUBS Financial Services Inc.11-30-2017
John M DunlapJ.P. Morgan Securities LLCUBS Financial Services Inc.11-30-2017
Roland PritchettJ.P. Morgan Securities LLCUBS Financial Services Inc.$52411-08-2013
Edwin Everett PuriJ.P. Morgan Securities LLCUBS Financial Services Inc.08-02-2013
Brian G JenkinsJ.P. Morgan Securities LLCUBS Financial Services Inc.$27804-20-2011
Jeanne S P De BoerJanney Montgomery Scott LLCUBS Financial Services Inc.$10006-17-2013
David Kritzer Christopher CastellawJPMorgan Chase & Co.UBS Financial Services Inc.02-01-2019
Richard Edge and John MinsonJPMorgan Chase & Co.UBS Financial Services Inc.$60011-30-2017
Roland Pritchett Matthew StuckeJPMorgan Chase & Co.UBS Financial Services Inc.11-08-2013
Franklin E DeemsLPL Financial LLCUBS Financial Services Inc.$704-15-2009
Carla WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-31-2015
Ronald NATHANIEL WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20012-15-2014
Jose J Hernandez IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-09-2010
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-30-2010
Randall RomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-17-2010
Christopher Curtis GabrielMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-20-2009
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.