Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.$10006-14-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
John Frederick Fisher, John C. FisherMorgan StanleyUBS Financial Services Inc.$13809-01-2017
David Taylor MillsMorgan StanleyUBS Financial Services Inc.03-20-2015
Scott Russell Lewis, Joshua R LewisMorgan StanleyUBS Financial Services Inc.$10001-09-2015
Brett Anderson PeavyMorgan StanleyUBS Financial Services Inc.12-01-2014
Sean Ellsworth HoustonMorgan StanleyUBS Financial Services Inc.05-19-2014
Wade Nolan GiddensMorgan StanleyUBS Financial Services Inc.$5005-09-2014
Gita NarayananMorgan StanleyUBS Financial Services Inc.$5005-02-2014
Zachary A. KofflerMorgan StanleyUBS Financial Services Inc.06-19-2013
John David CrawfordMorgan StanleyUBS Financial Services Inc.11-09-2012
Mark David RosenbergMorgan StanleyUBS Financial Services Inc.$15011-01-2011
Fred Lyle WeingartMorgan StanleyUBS Financial Services Inc.$2511-01-2011
Samuel B. DrakeMorgan StanleyUBS Financial Services Inc.$2503-17-2010
Jonathan Korbin DicksonMorgan StanleyUBS Financial Services Inc.03-17-2010
Peter G. HellerMorgan StanleyUBS Financial Services Inc.03-17-2010
Melinda Darlene SungMorgan StanleyUBS Financial Services Inc.06-29-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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