Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Dahl Tim PenniseRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$20009-04-2019
Todd MitchellRBC Capital Markets, LLCUBS Financial Services Inc.$22009-01-2017
Jeffrey TolbertRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$17805-16-2017
David Morris Matthew WaldmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15008-04-2016
Richard W Andersen Eric R AndersenRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$16508-09-2013
Jennifer Arquilla David ArquillaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$33605-30-2018
Ron Lambke Louis MontanaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$18005-30-2018
F Michael Covey Thomas Kane Mark WiktorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$3,00006-02-2017
John WittWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10706-01-2016
Brian J TerryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$11509-24-2015
James E Percifield David C Heeren Brad A HarderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$46311-21-2014
Kanwar Singh Rajeev Rathi Steve ColemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50010-10-2014
Mark PignottiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$31707-01-2014
Rich CeffalioWells Fargo Clearing Services, LLCUBS Financial Services Inc.$16511-02-2012
Robert Iorii Sr Robert Iorii JrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15010-18-2011
Steven Harman MogulMiramar CapitalUBS Financial Services Inc.08-26-2020
Mark Leslie MohanBrookstone Capital Management LLCUBS Financial Services Inc.05-13-2020
James Marshall PerkinsQuantum Private Wealth, LLCUBS Financial Services Inc.04-09-2020
Jennifer Ann MorrealeQuantum Private Wealth, LLCUBS Financial Services Inc.04-09-2020
Michael Robert FerconioRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-01-2020
Laquanta N WhiteTradeStation Securities, Inc.UBS Financial Services Inc.03-31-2020
Andrew Scott CzarkowskiJ.P. Morgan Securities LLCUBS Financial Services Inc.12-23-2019
Heather Ilene KenneyMorgan StanleyUBS Financial Services Inc.11-26-2019
Michael Samuel GodlinWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-25-2019
Darrel A SwientonWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-24-2019
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.