Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Daniel KendallAdvisory Partners, LLCUBS Financial Services Inc.$10212-12-2016
Kenneth Ray WeigandAmeriprise Financial Services, LLCUBS Financial Services Inc.$1005-11-2018
Carolyn Marie ThurAmeriprise Financial Services, LLCUBS Financial Services Inc.$10001-04-2016
Arthur Phillip AlbertsAmeriprise Financial Services, LLCUBS Financial Services Inc.$10003-05-2012
Ben B Bartlett AlbertsAmeriprise Financial Services, LLCUBS Financial Services Inc.$10003-05-2012
Brian Gerard McGivernAmeriprise Financial Services, LLCUBS Financial Services Inc.02-17-2012
Nicholas James StratigakesAmeriprise Financial Services, LLCUBS Financial Services Inc.02-17-2012
Michael Dan RuggieroAmeriprise Financial Services, LLCUBS Financial Services Inc.03-04-2011
Douglas WinzelbergAmeriprise Financial Services, LLCUBS Financial Services Inc.04-01-2010
David H HolanAmeriprise Financial Services, LLCUBS Financial Services Inc.$10003-05-2010
Nathan Robert PaulsonAPW Capital, Inc.UBS Financial Services Inc.$15009-21-2009
Kenneth Edward LabargeB. Riley Wealth ManagementUBS Financial Services Inc.04-06-2015
Hao JiangB. Riley Wealth ManagementUBS Financial Services Inc.04-06-2015
Robert Thomas Mortimer Jr.B. Riley Wealth ManagementUBS Financial Services Inc.$10005-14-2010
John M. StarczynskiBankers Life Securities, Inc.UBS Financial Services Inc.11-22-2016
Kyle Daniel HarerBarclays Capital Inc.UBS Financial Services Inc.07-31-2015
Carrie ChristensenBMO Harris Financial Advisors, Inc.UBS Financial Services Inc.08-20-2012
Asim SheikhBrokersXpress LLCUBS Financial Services Inc.08-06-2009
Jennifer Anne GoodmanCetera Advisor Networks LLCUBS Financial Services Inc.06-02-2009
William R GriffioenChicago Investment Group, LLCUBS Financial Services Inc.10-01-2009
Kari Sue BurgDavid A. Noyes & CompanyUBS Financial Services Inc.10-17-2011
Mantas TautkusEdward JonesUBS Financial Services Inc.$10012-05-2014
Christopher Michael MoneEdward JonesUBS Financial Services Inc.$2504-26-2013
Debra WebberEVANSTON ADVISORSUBS Financial Services Inc.05-21-2009
Heather Lynn ClarkFidelity Brokerage Services LLCUBS Financial Services Inc.04-10-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.