Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Francis Muldowney Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Kim Marie ScherrerHighTower Securities, LLCUBS Financial Services Inc.02-20-2009
Geoffrey Christopher LaughlinRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2503-06-2009
Charles Michael ReningerH&R Block Financial Advisors, Inc.UBS Financial Services Inc.04-24-2009
James Jon DanielsonRaymond James Financial Services, Inc.UBS Financial Services Inc.$1004-28-2009
David Michael BoonOppenheimer & Co. Inc.UBS Financial Services Inc.$7505-01-2009
Robert Theodore Runnfeldt Jr.Sanctuary Securities, Inc.UBS Financial Services Inc.05-07-2009
B. Thomas CalfeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-15-2009
Debra WebberEVANSTON ADVISORSUBS Financial Services Inc.05-21-2009
James J FalcioneRaymond James & Associates, Inc.UBS Financial Services Inc.05-26-2009
Alexander Laird IngallsRBC Capital Markets, LLCUBS Financial Services Inc.05-26-2009
Timothy Scott SheradenVALIC Financial Advisors, Inc.UBS Financial Services Inc.$5005-29-2009
Jennifer Anne GoodmanCetera Advisor Networks LLCUBS Financial Services Inc.06-02-2009
Steven Lynn SmithH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$5006-05-2009
Phillip Brian SmolinskiFidelity Brokerage Services LLCUBS Financial Services Inc.$1006-08-2009
Richard Alan Von LoeweMorgan StanleyUBS Financial Services Inc.$15006-12-2009
James Royal Kirchner Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-19-2009
Nicholas George BroskyOppenheimer & Co. Inc.UBS Financial Services Inc.08-03-2009
Asim SheikhBrokersXpress LLCUBS Financial Services Inc.08-06-2009
Michael Edward AllawayMorgan StanleyUBS Financial Services Inc.08-28-2009
Nathan Robert PaulsonAPW Capital, Inc.UBS Financial Services Inc.$15009-21-2009
William R GriffioenChicago Investment Group, LLCUBS Financial Services Inc.10-01-2009
John Q SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-14-2009
Jeffrey J MorseMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2009
James Harold DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-15-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.