Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heather Lynn ClarkFidelity Brokerage Services LLCUBS Financial Services Inc.04-10-2020
Laquanta N. WhiteTradeStation Securities, Inc.UBS Financial Services Inc.03-31-2020
Heather Ilene KenneyMorgan StanleyUBS Financial Services Inc.11-26-2019
Michael Samuel GodlinWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-25-2019
Eric J. DahlRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.09-04-2019
Kevin M. RosenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-19-2018
Benjamin Joseph HeiseRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Ryan James NottestadRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Erika Lynn WolekRaymond James & Associates, Inc.UBS Financial Services Inc.05-14-2018
Steven Michael McNeelyThe Mather Group, LLCUBS Financial Services Inc.12-08-2017
Max Scott WassermanMiramar CapitalUBS Financial Services Inc.12-01-2017
Todd Duane MitchellRBC Capital Markets, LLCUBS Financial Services Inc.09-01-2017
F. Michael Covey IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Michael Joseph GrandeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Thomas G. KaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Jack S MullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Michael L MajewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Anthony J. CapitaniRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.05-12-2017
Annette Marie BeckerKestra Investment Services, LLCUBS Financial Services Inc.04-03-2017
Jonathan William GlossbergUhlmann Price Securities, LLCUBS Financial Services Inc.12-22-2016
John M. StarczynskiBankers Life Securities, Inc.UBS Financial Services Inc.11-22-2016
Debra Ruth LevyMesirow Financial, Inc.UBS Financial Services Inc.11-09-2016
Michelle Lynn JenningsMorgan StanleyUBS Financial Services Inc.10-27-2016
Alan J Panozzo Jr.Morgan StanleyUBS Financial Services Inc.10-14-2016
Jason Robert DarflerMorgan StanleyUBS Financial Services Inc.10-14-2016
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Showing 1 to 25 of 208 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.