Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Lynn StotzWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-29-2019
Jesse DiazWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2503-29-2019
Jennifer A ArquillaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-25-2018
Ronald Joseph LambkeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2018
David Daniel ArquillaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2018
Louis Anthony MontanaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$3705-25-2018
Alex StolperWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-15-2016
Brian John TerryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-24-2015
Richard MorasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-10-2015
Mark Anthony TriscikWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-28-2015
Johanna Elise LaudicinaWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-15-2014
Thomas Rowland LonerganWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-11-2014
Kevin Patrick GalvinWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-04-2014
David Clark HeerenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-21-2014
Timothy Ellis CurleyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2508-22-2014
Mark Anthony PignottiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1007-01-2014
Robby W McClureWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-11-2014
Myles Melvin GordonWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-18-2013
Edward Phillip GordonWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-18-2013
Stuart Allen WeinsteinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2013
Victor TaylorWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2013
Richard Allen Ceffalio Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-02-2012
James H. Cox IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1011-02-2012
David Stephen KinnearWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2012
Robert Charles Iorii Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.10-14-2011
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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