Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alin Katiraei FrentzenRaymond James & Associates, Inc.UBS Financial Services Inc.07-30-2020
Andrew Howard SiglerMorgan StanleyUBS Financial Services Inc.$5005-02-2017
Andrew James MitchellMAS Advisors LLCUBS Financial Services Inc.06-29-2020
Ashli Brooke WelchRBC Capital Markets, LLCUBS Financial Services Inc.$5005-08-2009
Austin Drew SanderMutual Securities, Inc.UBS Financial Services Inc.11-30-2017
Benjamin Jay ChristensenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.08-18-2017
Bruce Rodger Van BebberWealth Alliance Advisory Group, LLCUBS Financial Services Inc.$1011-30-2017
Christopher Allen CassadayRBC Capital Markets, LLCUBS Financial Services Inc.05-01-2017
Christopher Paul ChaneyEdward JonesUBS Financial Services Inc.$2509-29-2016
Christopher Robert Kulesa MrRBC Capital Markets, LLCUBS Financial Services Inc.$4004-16-2009
Connor Dougherty CallahanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-23-2020
Cory BittnerHighTower Securities, LLCUBS Financial Services Inc.$10012-02-2016
Darin Noel ShankMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-18-2009
Darryl Douglas DunnRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-30-2020
David Burch DreherPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-30-2009
David K Neal John Jenkins Chace Dillon Michele Horton Tracy Ruddle Deborah FarnhamFrontier Wealth Management, LLCUBS Financial Services Inc.$75004-02-2015
DAVID Lynn TURNERWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-23-2020
David Morgan CaudillWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-19-2010
Deborah Pate DossRaymond James & Associates, Inc.UBS Financial Services Inc.07-30-2020
Gary Winfield DeckerWealth Alliance Advisory Group, LLCUBS Financial Services Inc.$2511-30-2017
Hannah KnollCreative PlanningUBS Financial Services Inc.09-20-2014
Jake Blas FalconHighTower Securities, LLCUBS Financial Services Inc.$15012-02-2016
Jake Falcon Cory BittnerHighTower Advisors, LLCUBS Financial Services Inc.$26012-05-2016
James Choi PakCreative PlanningUBS Financial Services Inc.10-08-2018
James Mckee LewisHighTower Securities, LLCUBS Financial Services Inc.12-02-2016
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.