Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Micah Christopher KinnettRaymond James Financial Services, Inc.UBS Financial Services Inc.05-29-2020
Bradley R BoroughRaymond James Financial Services, Inc.UBS Financial Services Inc.$2505-29-2020
Aaron Paynter AmmermanAlpha Financial Partners LLCUBS Financial Services Inc.$5001-14-2020
Marc Irwin CobaneAlpha Financial Partners LLCUBS Financial Services Inc.$15001-14-2020
Gregory M TurcottePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-07-2020
Alexandra Corrine BoonMorgan StanleyUBS Financial Services Inc.08-21-2019
James Michael ThompsonInvest Inc.UBS Financial Services Inc.12-12-2017
John Stephen CahillPrivate Advisor Group, LLCUBS Financial Services Inc.11-13-2017
Jeremy Nathan WallaceWallace Hart Capital ManagementUBS Financial Services Inc.04-09-2017
Michael Andrew HartWallace Hart Capital ManagementUBS Financial Services Inc.03-10-2017
Richard Orland Paris IiRaymond James & Associates, Inc.UBS Financial Services Inc.03-11-2016
Erin E TimmerdingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2016
Barbara Ann InmanLincoln Financial Securities CorporationUBS Financial Services Inc.01-07-2016
Scott Anthony OsborneAmeriprise Financial Services, LLCUBS Financial Services Inc.12-09-2015
Phil Hanna Jr Brent SternMorgan StanleyUBS Financial Services Inc.$13005-01-2015
Phillip Samuel Hanna JrMorgan StanleyUBS Financial Services Inc.05-01-2015
Brent Matthew SternMorgan StanleyUBS Financial Services Inc.$11005-01-2015
Andrew William ArnoldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10001-23-2015
Matthew Charles HuntPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10001-23-2015
Robert PhelpsMorgan StanleyUBS Financial Services Inc.$9010-17-2014
Robert Dale PhelpsMorgan StanleyUBS Financial Services Inc.$10010-17-2014
Patrick Yates Carole Yates Donna CalkinRaymond JamesUBS Financial Services Inc.$12009-18-2014
Patrick Rea YatesRaymond James & Associates, Inc.UBS Financial Services Inc.$10009-18-2014
Carole YatesRaymond James & Associates, Inc.UBS Financial Services Inc.09-18-2014
Richard WilsonMorgan StanleyUBS Financial Services Inc.$11009-16-2014
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.