Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory M. TurcottePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-07-2020
Alexandra Corrine BoonMorgan StanleyUBS Financial Services Inc.08-21-2019
Joseph McMahanCivitas FinancialUBS Financial Services Inc.04-17-2019
Regina Ruth OnkstAmeriprise Financial Services, LLCUBS Financial Services Inc.03-09-2018
James Bradford OnkstAmeriprise Financial Services, LLCUBS Financial Services Inc.03-09-2018
James Michael ThompsonInvest Inc.UBS Financial Services Inc.12-12-2017
John Stephen CahillPrivate Advisor Group, LLCUBS Financial Services Inc.11-13-2017
Jeremy Nathan WallaceWallace Hart Capital ManagementUBS Financial Services Inc.04-09-2017
Michael Andrew HartWallace Hart Capital ManagementUBS Financial Services Inc.03-10-2017
Rebecca Hern MannPNC InvestmentsUBS Financial Services Inc.08-16-2016
Barbara Ann InmanLincoln Financial Securities CorporationUBS Financial Services Inc.01-07-2016
Dustin Glynn KostalekBB&T Investment Services, Inc.UBS Financial Services Inc.03-05-2015
John C. TaftSilver Oak Securities, IncorporatedUBS Financial Services Inc.11-07-2014
Carole YatesRaymond James & Associates, Inc.UBS Financial Services Inc.09-18-2014
James Steven KiperFirst Kentucky Securities CorporationUBS Financial Services Inc.05-23-2014
Heather Renee PowellFirst Kentucky Securities CorporationUBS Financial Services Inc.05-23-2014
Ryan Patrick O'ConnorFirst Kentucky Securities CorporationUBS Financial Services Inc.05-23-2014
Joseph Stuart Mitchell IIIMorgan StanleyUBS Financial Services Inc.05-02-2014
Rob Charles SchenkenfelderMorgan StanleyUBS Financial Services Inc.05-02-2014
Mark Allen HainerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.01-10-2014
Wade Bensieck BramlittEdward JonesUBS Financial Services Inc.02-08-2013
Marguerite Travis RowlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-02-2012
William T. Tway IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-05-2011
Paul Brent SimmonsMorgan StanleyUBS Financial Services Inc.09-03-2010
Christopher Joseph MalloryWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-23-2010
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.