Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Dominic TrumanRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Eladio Arturo SantiagoCambridge Investment Research, Inc.UBS Financial Services Inc.$10010-26-2018
Shepard Alan BuckmanUnited Brokerage Services, IncUBS Financial Services Inc.08-16-2018
James Arthur KujawskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-26-2018
David J James BoltenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00005-03-2017
Charles Jason BealSunTrust Investment Services, Inc.UBS Financial Services Inc.$5009-09-2016
Keith Terry BarberisRaymond James Financial Services, Inc.UBS Financial Services Inc.$107-20-2016
Tom Watson O'Bryon IIRaymond James Financial Services, Inc.UBS Financial Services Inc.$10005-12-2016
Mark A Fitz-PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2503-31-2016
Michael Addison Fitz-PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-31-2016
Hal Paul NewmanSunTrust Investment Services, Inc.UBS Financial Services Inc.$20003-29-2016
Nicole Jane MccuskeyRaymond James Financial Services Advisors, IncUBS Financial Services Inc.02-26-2016
Constance Mackay MinerRaymond James Financial Services Advisors, IncUBS Financial Services Inc.01-22-2016
Ross Charnley HamiltonRaymond James Financial Services Advisors, IncUBS Financial Services Inc.01-22-2016
Brigid KemmererSunTrust Investment Services, Inc.UBS Financial Services Inc.12-04-2015
David Paul BrownSunTrust Investment Services, Inc.UBS Financial Services Inc.$15012-04-2015
John Matthew BorthSunTrust Investment Services, Inc.UBS Financial Services Inc.$15012-04-2015
Paul G UllmannSunTrust Investment Services, Inc.UBS Financial Services Inc.$2512-04-2015
Gregory James Duncan-PetersWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2512-02-2015
Lorenzo David AscoliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$112-02-2015
Charles Russell WardHarbor Investment Advisory, LLCUBS Financial Services Inc.$15009-11-2015
John Thomas HalleronHarbor Investment Advisory, LLCUBS Financial Services Inc.$15009-11-2015
Brian Michael BassCetera Advisors LLCUBS Financial Services Inc.06-17-2015
Troy Thomas BryantWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-17-2015
Michael Eugene PalazzoCapital One Investment Services LLCUBS Financial Services Inc.12-15-2014
Next Page »

Showing 1 to 25 of 61 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.