Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew GarofaloFidelity Brokerage Services LLCUBS Financial Services Inc.03-17-2020
Anthony Raymond LottRaymond James & Associates, Inc.UBS Financial Services Inc.11-14-2019
Ryan James PaschenRaymond James & Associates, Inc.UBS Financial Services Inc.11-14-2019
Thomas George TownsendAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Michele Rene MorganAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Joseph E GirardinAXA Advisors, LLCUBS Financial Services Inc.09-04-2019
Ricardo James ArmijoRaymond James & Associates, Inc.UBS Financial Services Inc.08-30-2019
Robert Glen Hall Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.08-08-2019
Kristofer Robert SzteinComerica SecuritiesUBS Financial Services Inc.03-13-2019
John Michael SchindlerRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Andrea Alice RollRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Jeffrey Steven DaviesRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Austin Michael FarahRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Michael Seth LehmanAmeriprise Financial Services, LLCUBS Financial Services Inc.08-25-2017
Mary Patricia SchwartzGregory J. Schwartz & Co., Inc.UBS Financial Services Inc.01-04-2017
Nandini Bose SherryAmeriprise Financial Services, LLCUBS Financial Services Inc.09-09-2016
Jonathan James MontvilleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-01-2016
Cassandra Lee-Kyung BeardsleeMKD Wealth Coaches, LLCUBS Financial Services Inc.08-12-2016
Michael Peter HartmanPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.07-05-2016
Joseph Gregory MarcheniaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-23-2016
Richard Dickran KurjianWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-29-2016
Jason B KeeleMorgan StanleyUBS Financial Services Inc.07-30-2015
Rachelle Lynn SneddonTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.03-31-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.