Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jan Marie SteckerHD Vest Investment ServicesUBS Financial Services Inc.01-11-2019
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Chad Edward SoptickU.S. Bancorp Investments, Inc.UBS Financial Services Inc.10-29-2018
Patricia Lynn KavanaghWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-26-2018
Shaun William ScottAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-07-2017
Joseph Edward MeyerU.S. Bancorp Investments, Inc.UBS Financial Services Inc.08-30-2017
Denis Oliver BakkeHighmark Wealth Management LLCUBS Financial Services Inc.07-07-2016
Bruce Daniel BarronWaddell & ReedUBS Financial Services Inc.04-29-2016
Jacob Edwin HurwitzMorgan StanleyUBS Financial Services Inc.04-21-2016
Michael T. TervoInvestors Financial GroupUBS Financial Services Inc.09-16-2015
Eric Olaf FroistadRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.12-26-2014
Jonathan Edmon TarshishMorgan StanleyUBS Financial Services Inc.12-06-2013
Suzanne Michelle McCoyTotal Wealth Advisors, LLCUBS Financial Services Inc.12-04-2013
Robert C Knutson Jr.Morgan StanleyUBS Financial Services Inc.11-08-2013
Anne Marie KerstenThrivent Investment Management Inc.UBS Financial Services Inc.12-21-2012
Carol Ann Brookman, Jennifer Lynne OlsonMorgan StanleyUBS Financial Services Inc.10-10-2012
Andrew Michael KnutsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-15-2012
Brett AngelLPL Financial LLCUBS Financial Services Inc.12-09-2011
George John AnastosMorgan StanleyUBS Financial Services Inc.12-02-2011
Jeffrey Jon BotzWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-09-2011
Paul J. Bordonaro, Robert John HannahMorgan StanleyUBS Financial Services Inc.03-04-2011
Leslie Ann RauhAmeriprise Financial Services, Inc.UBS Financial Services Inc.12-14-2010
Mark Chester HegstromLPL Financial LLCUBS Financial Services Inc.11-12-2010
Suzanne Marie AmundsonU.S. Bancorp Investments, Inc.UBS Financial Services Inc.03-15-2010
Robert C. BartoRaymond James & Associates, Inc.UBS Financial Services Inc.12-04-2009
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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