Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis Gold Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Alex Blow Hargrove Sr.Capital Investment Group, Inc.UBS Financial Services Inc.$10003-12-2019
Peter Bayard WearsRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-04-2018
Coleton Taylor BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
Scott Michael BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-21-2017
Dana N TimchenkoMorgan StanleyUBS Financial Services Inc.$15005-15-2017
David Sverre HalvorsenFTB Advisors, Inc.UBS Financial Services Inc.04-21-2017
David Andrew SamuelsenMML Investors Services, LLCUBS Financial Services Inc.$104-07-2017
Robert Samuel DyeIndependent Advisor Alliance, LLCUBS Financial Services Inc.03-06-2017
Michael Alonzo ConnollyWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-02-2016
Andres F CordobaTD Ameritrade Investment Management, LLCUBS Financial Services Inc.10-07-2016
David Wingate DalessandroRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.09-26-2016
Benjamin E Everette LinkBB&T Securities, LLCUBS Financial Services Inc.$105-24-2016
Peter James AdcroftJanney Montgomery Scott LLCUBS Financial Services Inc.$103-23-2016
Donald Ray HuneycuttWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-04-2015
Gregory Alain HerschInnovation Partners LLCUBS Financial Services Inc.10-20-2015
Alex Jacob MossPNC InvestmentsUBS Financial Services Inc.08-11-2015
Leanne Faith SchwarzmannStrategic Advisers LLCUBS Financial Services Inc.08-05-2015
Matthew C StrifflerTD Ameritrade Investment Management, LLCUBS Financial Services Inc.08-05-2015
Jeffrey Dennis KerriganWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2506-30-2015
Larry Dean PulliamWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-30-2015
Wylie Paige SouthernCUNA Brokerage Services, Inc.UBS Financial Services Inc.06-25-2015
Alexander T ThinnesMetLife Securities Inc.UBS Financial Services Inc.06-09-2015
Steven Richard BramhallPNC InvestmentsUBS Financial Services Inc.05-14-2015
George Wall Holden IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$11704-17-2015
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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