Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry HuskeyWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2014
James K. Simmons Jr.Davenport & Company LLCUBS Financial Services Inc.11-30-2009
James Townsend Tanner IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-17-2009
James Townsend Tanner Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$15011-17-2009
Jay M. RappMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-03-2012
Jeffrey Brent GaskinMorgan StanleyUBS Financial Services Inc.$1005-19-2010
Jeffrey Dennis KerriganWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2015
Jeffrey S ChowningDavenport & Company LLCUBS Financial Services Inc.11-30-2009
John R KlineJanney Montgomery Scott LLCUBS Financial Services Inc.$10002-05-2013
John Robert BlakleyMorgan StanleyUBS Financial Services Inc.$15009-01-2011
John Thomas Johnson Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$5011-19-2010
Jonathan Phillip MetzgerWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-21-2013
Joshua Patrick BrienJanney Montgomery Scott LLCUBS Financial Services Inc.02-05-2013
Kenneth David SeveranceDavenport & Company LLCUBS Financial Services Inc.11-30-2009
Konstantinos David HemmerlyLPL Financial LLCUBS Financial Services Inc.10-02-2009
Larry Dean PulliamWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-30-2015
Laura Lynn ThomfordeOppenheimer & Co. Inc.UBS Financial Services Inc.$5011-12-2014
Margaret Janet BaxterOppenheimer & Co. Inc.UBS Financial Services Inc.07-31-2009
Mark Phillip DespagniEdward JonesUBS Financial Services Inc.04-26-2013
Mark Russel KeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-03-2012
Matthew C. StrifflerTD Ameritrade Investment Management, LLCUBS Financial Services Inc.08-05-2015
Michael Alonzo ConnollyWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-02-2016
Michael Dennis GiblinRaymond James Financial Services, Inc.UBS Financial Services Inc.04-24-2009
Michael Francis WiercinskiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-29-2010
Mikki Ann KlineWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-14-2014
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Showing 26 to 50 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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