Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Andrew CohnLPL Financial LLCUBS Financial Services Inc.01-30-2020
Jenny Stiles HollandWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.11-25-2019
Daniel Thomas HethPreserve Wealth ManagementUBS Financial Services Inc.09-10-2019
David HutherPNC InvestmentsUBS Financial Services Inc.05-20-2019
Coleton BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
Marcus Todd TerdikCapital Investment Group, Inc.UBS Financial Services Inc.02-07-2018
Andrew Gaston BarnesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.08-08-2017
David Sverre HalvorsenFirst Horizon Advisors, Inc.UBS Financial Services Inc.04-21-2017
Robert Samuel DyeIndependent Advisor Alliance, LLCUBS Financial Services Inc.03-06-2017
Michael Alonzo ConnollyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.12-02-2016
Andres F CordobaTD Ameritrade Investment Management, LLCUBS Financial Services Inc.10-07-2016
David Wingate D'AlessandroRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.09-26-2016
Joshua Coy TurnerFranklin Street Advisors Inc.UBS Financial Services Inc.01-27-2016
Gregory Alain HerschInnovation Partners LLCUBS Financial Services Inc.10-20-2015
Alex Jacob MossPNC InvestmentsUBS Financial Services Inc.08-11-2015
Matthew C. StrifflerTD Ameritrade Investment Management, LLCUBS Financial Services Inc.08-05-2015
Alexander T ThinnesMetLife Securities Inc.UBS Financial Services Inc.06-09-2015
Steven Richard BramhallPNC InvestmentsUBS Financial Services Inc.05-14-2015
David BarwickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-01-2015
Grigorios I SkoteiniadisOppenheimer & Co. Inc.UBS Financial Services Inc.03-10-2015
Victor Guillermo Valentino-RodriguezBB&T Investment Services, Inc.UBS Financial Services Inc.02-10-2015
Mikki Ann KlineWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.11-14-2014
Eugene Gray Smith IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.10-31-2014
James Robert LinsenmayerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-14-2014
Daniel Scott WorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-08-2014
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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