Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin George NorrieMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-03-2013
Bernard Levi HirshMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-21-2010
Brad Michael JacobsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-12-2009
Brendan W. O'SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2016
Caroline Magrish CalderMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-15-2014
David Edward OconnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-29-2016
David Samuel RamirezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-11-2011
David WurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-02-2009
Elizabeth Margaret PunziMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-13-2010
Eric S RazziMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-14-2012
Gary Norman ValentineMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10002-25-2010
Georgina Khalil NicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-09-2013
Glenn Bryan SchunkewitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-08-2016
James M CadetMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-27-2019
Jason C. AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-05-2015
Jeffrey Carl SaltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-05-2009
Jesse Joseph HolovackoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2511-14-2011
Joel Jay SpitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$107-24-2009
Joel Stuart TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-22-2016
John P. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-04-2010
John Paul PocceschiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-07-2018
John Vincent HansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-08-2011
Jonathan Charles PhilportMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-24-2014
Jose Humberto Monroy Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-19-2012
Joseph A. RamondiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-20-2015
Next Page »

Showing 1 to 25 of 58 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.