Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aroldo BalbinoUCap Asset Management LLCUBS Financial Services Inc.10-08-2020
Steven J Vitale JrStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2020
Waldir Najar MahanaMorgan StanleyUBS Financial Services Inc.$2509-21-2020
James Michael SandsMorgan StanleyUBS Financial Services Inc.$5008-28-2020
George Ezio Di MatteoMorgan StanleyUBS Financial Services Inc.$5008-28-2020
David Allen NormanMorgan StanleyUBS Financial Services Inc.$25008-28-2020
Brian John WellsMorgan StanleyUBS Financial Services Inc.$1,00008-28-2020
Donna Ann GeorgeMorgan StanleyUBS Financial Services Inc.08-28-2020
Rafael J SantandreuRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-20-2020
Samuel W KimMorgan StanleyUBS Financial Services Inc.08-11-2020
Kathleen M DemarcoMorgan StanleyUBS Financial Services Inc.$2506-26-2020
James Brendan BruderWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-11-2020
Heidi ScaliSteward Partners Investment Advisory, LLCUBS Financial Services Inc.06-11-2020
Daniel John McLoughlinWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-11-2020
Kenneth Robert RobanSteward Partners Investment Advisory, LLCUBS Financial Services Inc.$5006-11-2020
Megan Susan GrehanFidelity Brokerage Services LLCUBS Financial Services Inc.06-09-2020
Michael Richard FarrellMorgan StanleyUBS Financial Services Inc.06-05-2020
Joseph WhitneyWedbush Securities Inc.UBS Financial Services Inc.06-05-2020
Mark Bilski RBC Capital Markets, LLCUBS Financial Services Inc.$65006-04-2020
Mark Albert BilskiRBC Capital Markets, LLCUBS Financial Services Inc.$2506-04-2020
Melanie Anne ClishRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2020
Jeffrey Robert HymanRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2020
Julian Andrew PerezFidelity Brokerage Services LLCUBS Financial Services Inc.05-19-2020
Anthony Philip FaiccoMorgan StanleyUBS Financial Services Inc.05-07-2020
Andrew Blake EinsteinFidelity Brokerage Services LLCUBS Financial Services Inc.04-20-2020
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Showing 1 to 25 of 425 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.