Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandt Judan CybulMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-02-2018
Robert A. RothmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-17-2017
Joshua Michael AdlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-17-2017
Alexander Theophilos FokidesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-17-2017
Mark Alan GutnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1009-08-2017
Timothy Donald EckmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-14-2017
Leonard Clifton Griffin Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-09-2017
Laszlo Paul Vasady-KovacsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Jeffrey Stuart SchoenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-19-2016
Harry Lewkowitz, Jeffrey R GerstenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5008-04-2016
Salvador Eduardo BellosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-18-2016
Lewis Jonathan BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-11-2016
Joseph P. Siemens Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-28-2015
Manuel AlbuquerqueMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2015
David Anthony MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-16-2015
Brad Philip Green, Scott G MillmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10005-27-2015
Michael J. BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-06-2015
Jeffrey SussmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-02-2014
Angela D. RutledgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-23-2014
Graham K MandlMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-25-2014
Michael J AnnicelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2014
Alan Michael BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-21-2013
John Joseph PintoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-21-2013
John Louis GuarnieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2510-21-2013
David William ProckterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-21-2013
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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