Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Mead StetterMorgan StanleyUBS Financial Services Inc.06-15-2015
Alexander Matthew StimsonMorgan StanleyUBS Financial Services Inc.01-23-2012
Alfonso Rafael PenaMorgan StanleyUBS Financial Services Inc.02-28-2014
Andrew Andrew JessupMorgan StanleyUBS Financial Services Inc.$10011-19-2009
Andrew DupontMorgan StanleyUBS Financial Services Inc.$25010-07-2016
Anne Marie CareyMorgan StanleyUBS Financial Services Inc.01-14-2015
Anthony Paul CatalanoMorgan StanleyUBS Financial Services Inc.$50003-01-2013
Ari Moshe BaumMorgan StanleyUBS Financial Services Inc.$50011-13-2009
Barry Ira MalmetMorgan StanleyUBS Financial Services Inc.$50007-03-2014
Blair Elizabeth KurtzMorgan StanleyUBS Financial Services Inc.03-16-2016
Brad Nicholas ParpanMorgan StanleyUBS Financial Services Inc.05-13-2016
Brian Andrew TobinMorgan StanleyUBS Financial Services Inc.04-11-2016
Brian John McLoughlinMorgan StanleyUBS Financial Services Inc.$29910-07-2016
Brian Matthew GoldbergMorgan StanleyUBS Financial Services Inc.$10005-13-2016
Brian Michael CoughlanMorgan StanleyUBS Financial Services Inc.$10003-22-2013
Burton David WarrenMorgan StanleyUBS Financial Services Inc.$20003-31-2010
Carey Lynn PitmanMorgan StanleyUBS Financial Services Inc.08-12-2011
Carl Joseph PiacelliMorgan StanleyUBS Financial Services Inc.$20010-02-2015
Carlton Milo Higbie IIIMorgan StanleyUBS Financial Services Inc.$50006-14-2013
Charles M ViscontiMorgan StanleyUBS Financial Services Inc.$15002-15-2013
Christopher Robin EllisMorgan StanleyUBS Financial Services Inc.$50003-02-2012
Claudio Urbina DuboyMorgan StanleyUBS Financial Services Inc.06-22-2012
Constantine KallenekosMorgan StanleyUBS Financial Services Inc.$50006-29-2010
Costas LiappasMorgan StanleyUBS Financial Services Inc.03-04-2016
Craig Steven GreenbergMorgan StanleyUBS Financial Services Inc.$15001-14-2011
Next Page »

Showing 1 to 25 of 192 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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