Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Jay TaftMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
John Eric KiffelMorgan Stanley & Co. LLCUBS Financial Services Inc.04-01-2009
Christopher James NolanMorgan Stanley & Co. LLCUBS Financial Services Inc.$2504-01-2009
David Anthony LanghorneMorgan Stanley & Co. LLCUBS Financial Services Inc.$2503-01-2009
Dean Bradford GregoryMorgan Stanley & Co. LLCUBS Financial Services Inc.02-27-2009
Robert Kyle McCrea Jr.Morgan Stanley & Co. LLCUBS Financial Services Inc.$15002-06-2009
Donald Bruce GregoryMorgan Stanley & Co. LLCUBS Financial Services Inc.$20002-01-2009
Ronald Michael OngaroMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Gregory M. FiskMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Michael D. ProkopMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Eric Andrew DitonMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Jeffrey Taylor OhlMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
John Emerson Morrison IVMorgan Stanley & Co. LLCUBS Financial Services Inc.$15002-01-2009
George William HuntMorgan Stanley & Co. LLCUBS Financial Services Inc.$5002-01-2009
Dominic ProvenzanoMorgan Stanley & Co. LLCUBS Financial Services Inc.$5002-01-2009
Jeffrey FiloneMorgan Stanley & Co. LLCUBS Financial Services Inc.$15002-01-2009
Evan Lowell SteinbergMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Peter Edward SilberMorgan Stanley & Co. LLCUBS Financial Services Inc.$2502-01-2009
Stephen Howard GoldMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Patrick Ryan HenryMorgan Stanley & Co. LLCUBS Financial Services Inc.$1002-01-2009
Todd Jeremy FormanMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Robert Thomas BonaguraMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
David Howard BeyerMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
David I. PeltonMorgan Stanley & Co. LLCUBS Financial Services Inc.$1001-01-2009
Jack Ezra KolkerMorgan Stanley & Co. LLCUBS Financial Services Inc.$2501-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.