Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Brian ClutterWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10001-15-2010
Eric Scott FriedmanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$7501-15-2010
Paul Thompson McCormackInverness Securities, LLCUBS Financial Services Inc.$10001-05-2010
Ignatius Donald PermadiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-04-2009
Robert Edmund Montavon Jr.Mid Atlantic Capital CorporationUBS Financial Services Inc.11-25-2009
Paul Arthur StormWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-12-2009
Joseph Paul D'AnniballeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2511-12-2009
Sean Michael HoustonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2511-12-2009
John Calvin Shaw Jr.LPL Financial LLCUBS Financial Services Inc.10-20-2009
George Alexander BakerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Diane L RossStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
David Patrick KurconStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Ryan David CampbellStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Christopher Glenn CareyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Debra Lynn MooreStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
David Robert CampbellStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Patrick L. CareyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Timm Brian SchreiberStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Howard Francis Lewis Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Ronald John AmeenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Ryan Andrew FrommWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-17-2009
Richard Howard BeckertMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2508-28-2009
John Michael GustafsonPalmetto Wealth Management, LLCUBS Financial Services Inc.07-20-2009
Joseph Patrick StanziMcDonald Partners LLCUBS Financial Services Inc.$5007-11-2009
Christopher Lawrence VordemescheMorgan StanleyUBS Financial Services Inc.$1006-01-2009
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Showing 76 to 100 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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