Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Michael MoranMorgan StanleyUBS Financial Services Inc.10-30-2019
Samuel Alexander McCoyMorgan StanleyUBS Financial Services Inc.10-23-2019
Lance Alan WhiteMorgan StanleyUBS Financial Services Inc.10-07-2019
Michael Josephe PlatteMorgan StanleyUBS Financial Services Inc.10-07-2019
Matthew David PenrodMorgan StanleyUBS Financial Services Inc.10-07-2019
Monica Ann MalhoitMorgan StanleyUBS Financial Services Inc.09-20-2019
Allan Michael RetaMorgan StanleyUBS Financial Services Inc.09-06-2019
Jeffrey Robert SimpsonMorgan StanleyUBS Financial Services Inc.09-06-2019
Allan Paul CovertMorgan StanleyUBS Financial Services Inc.09-06-2019
Tricia Ann MercaldeMorgan StanleyUBS Financial Services Inc.$2510-05-2018
Scott Frank MercaldeMorgan StanleyUBS Financial Services Inc.$5010-05-2018
Ian Noble WiltMorgan StanleyUBS Financial Services Inc.$10003-23-2018
Michael Jude ScovicMorgan StanleyUBS Financial Services Inc.$8103-23-2018
Sarah Elizabeth StrattonMorgan StanleyUBS Financial Services Inc.$10008-25-2017
Alexander D. BarclayMorgan StanleyUBS Financial Services Inc.$5008-25-2017
Kathleen M. KesselemMorgan StanleyUBS Financial Services Inc.08-25-2017
Janice Sue PhelpsMorgan StanleyUBS Financial Services Inc.07-07-2017
Patrick Edward OberlanderMorgan StanleyUBS Financial Services Inc.$50003-31-2017
David Aubrey DollMorgan StanleyUBS Financial Services Inc.$20503-31-2017
Michael Willis Vary Jr.Morgan StanleyUBS Financial Services Inc.09-30-2016
Adam Tyler KwiecinskiMorgan StanleyUBS Financial Services Inc.03-20-2014
Victoria Walters HaywardMorgan StanleyUBS Financial Services Inc.$5011-08-2013
Andrew J. GrantMorgan StanleyUBS Financial Services Inc.09-05-2013
John Anthony BelloMorgan StanleyUBS Financial Services Inc.$10004-26-2012
Brian Michael MackertMorgan StanleyUBS Financial Services Inc.$15004-26-2012
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.